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Companies

Windy Financial

Private investment entity based in Chicago, Illinois, that has operated as a crypto-asset market maker and a private investment fund

  • Dover, DE
  • Fintech

Raised to date

$2.5M

of $2.5M offered across 1 Form D filing

Investors
1
Last filed
Dec 12, 2025

About

The firm gained notice through an SEC enforcement action for its role in providing liquidity on the Beaxy crypto trading platform, where it was alleged to have acted as an unregistered dealer. Currently, it appears to be focused on raising capital through private securities offerings.

The company's primary distinction comes from its specific regulatory history with the SEC and its dual business model, combining specialized market-making services for thinly traded assets with a private investment fund structure.

Funding

  • EquityFiled Dec 12, 2025Form D
    $2.5M/ $2.5M

Product

Crypto-Asset Market Making Services

Crypto Market Making

Windy Financial LLC provided market making services for specific crypto-asset securities, most notably the BXY token on the Beaxy exchange and the DRGN token. As part of a group of firms referred to as the “Braverock Entities,” it entered into agreements to provide two-sided liquidity by continuously offering to buy and sell tokens at quoted prices, thereby improving order book depth and reducing price volatility for end traders.

  • Provision of two-sided bid/ask quotes for specific crypto assets
  • Direct market-making agreements with crypto exchanges and token issuers
  • Generation of revenue through trading spreads and transaction-based compensation

Built for

The company targets two distinct segments: crypto trading venues and token issuers requiring liquidity services, and accredited or institutional investors for its private investment offerings.

People on file